Your Investment Fiduciary

Delaware Avenue Advisors

Delaware Avenue Advisors Inc. is a Veteran-owned, New York-registered investment advisory located in  Buffalo, New York. We offer fiduciary-level advisory services to individuals, families, foundations and small corporations through employee trusts. Our investment competence is derived from over twenty years experience managing retirement income portfolios and 401k trusts. Our managing director holds the designation of Chartered Financial Analyst and our firm relies on the CFA Institute Asset Manager Code of Conduct as our corporate governance.  

Our Specialty Services

#1

Portfolio Management

For those investors whose investment goals go beyond simple accumulation portfolios as found in 401(k)s, our investment management services provide bespoke portfolios that focus on aggressive growth, risk-controlled growth, and income both taxable and tax-free. 

While we use “robotic-mathematics” to assist in portfolio construction, our individually managed portfolios are still manually invested by human hands and judgement. 

A specific focus for over twenty years has been retirement income portfolios, a unique blend of growth, income, and particularly growth of income for the retiree that uses pure, liquid securities and may include income-focused options overlay strategies. 

#2

Financial Planning

Bespoke portfolio construction does not start with a one size fits all solution. We begin the process by completing a full financial plan for our client addressing both personal finance issues and goals as well as determining the client’s risk tolerance and preferred portfolio factor biases or characteristics.  We invest that first  dollar only with a full plan and investment policy in hand. 

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#3

401(k) Fiduciary Consulting

Our skill sets and fiduciary mindset make us a perfect partner as your 401(k) consultant.  Our principal serves as a professor of corporate finance, investments, and personal finance. This expertise , when combined with a partnership Delaware Avenue Advisors has with the 401K Expert LLC in Rochester NY ,  provides  a very high caliber pension and retirement plan consulting practice, with both CPAs and CFA charterholders  to bring to the table for our Plan Sponsors.  

Why choose Us?

Integrity, Expert Knowledge, Fiduciary Care

The CFA Code of Conduct

We hold ourselves to the highest standards of professionalism and client advocacy by adhering to the CFA Institute's Asset Manager Code of Conduct.

Continuting Education

There is no better continuing education than to be an adjunct finance professor at the local state college. Our managing director teaches corporate finance, investment management and estate planning at Buffalo State College, in addition to the customary continuing education required.

An investment firm for you!

We have no outside investors, no public shareholders and therefore no conflicts with our client family. One has to ask who the masters are in public traded, parent owned, or foreign company owned investment providers. Our clients are our only masters at Delaware Avenue Advisors.

Testimonials

What Our clients say

Gene is an excellent financial advisor who I place total trust and confidence in. All his recommendations and decisions are made with my best interests in mind. He is also well versed in different types of investments which has significantly helped me maintain a well diversified portfolio
Eric B
Client Family Member
Gene is a person who performs his work with the highest level of integrity. He truly cares about his clients, and I would recommend his services to anyone.
Mary D
Client Family Member
Gene is a great financial advisor. I love working with him for the benefit of our mutual clients. He has the highest integrity and I value his service to clients as we implement estate plans together. He provides clear advice regarding investment choices and follows through with great service. I bring him in as an advisor for my clients whenever possible
Laurie M
Elder Law Attorney

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